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SCOTT C FREE
CRD#: 6300639
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 3000 Schwab Way
Westlake, TX 76262
Westlake, TX 76262
0
Disclosures
11
Years of Experience
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State Registrations
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Alabama 5/23/2020
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Montana 5/23/2020
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Alaska 5/23/2020
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Nebraska 5/23/2020
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Arizona 5/23/2020
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Nevada 5/23/2020
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Arkansas 5/23/2020
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New Hampshire 5/23/2020
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California 5/23/2020
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New Jersey 5/23/2020
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Colorado 5/23/2020
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New Mexico 5/23/2020
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Colorado 5/23/2020
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New York 5/23/2020
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Connecticut 5/23/2020
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North Carolina 5/23/2020
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Delaware 5/23/2020
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North Dakota 5/23/2020
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District of Columbia 5/23/2020
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Ohio 5/23/2020
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Florida 5/23/2020
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Oklahoma 5/23/2020
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Georgia 5/23/2020
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Oregon 5/23/2020
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Hawaii 5/23/2020
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Pennsylvania 5/23/2020
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Idaho 5/23/2020
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Rhode Island 5/23/2020
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Illinois 5/23/2020
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South Carolina 5/23/2020
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Indiana 5/23/2020
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South Dakota 5/23/2020
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Iowa 5/23/2020
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Tennessee 5/23/2020
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Kansas 5/23/2020
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Texas 5/23/2020
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Kentucky 5/23/2020
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Texas 9/3/2020
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Louisiana 5/23/2020
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Utah 5/23/2020
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Maine 5/23/2020
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Vermont 5/23/2020
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Maryland 5/23/2020
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Virginia 5/23/2020
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Massachusetts 5/23/2020
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Washington 5/23/2020
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Michigan 5/23/2020
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West Virginia 5/23/2020
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Minnesota 5/23/2020
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Wisconsin 5/23/2020
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Mississippi 5/23/2020
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Wyoming 5/23/2020
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Missouri 5/23/2020
SRO Registrations
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IA
Registered with this firm since 5/23/2020
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Registered with this firm since 5/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2018 - 05/24/2020 | Colorado Springs, CO | |
B | 03/17/2014 - 05/24/2020 | COLORADO SPRINGS, CO | |
IA | 08/13/2015 - 01/08/2018 | COLORADO SPRINGS, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.