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KARA KEYS
KARA B KEYS, KARA BREE KEYS
CRD#: 6299531
IA
B
WELLS FARGO ADVISORSCRD#: 19616 ONE NORTH JEFFERSON AVENUE
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
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10/22/2024
Judgment / Lien
7/26/2022
Judgment / Lien
State Registrations
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Missouri 4/23/2021
IA
Missouri 4/23/2021
SRO Registrations
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IA
Registered with this firm since 4/23/2021
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Registered with this firm since 4/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/22/2020 - 02/23/2021 | Chesterfield, MO | |
B | 05/16/2019 - 02/23/2021 | Chesterfield, MO | |
B | 06/29/2018 - 04/16/2019 | ST. LOUIS, MO | |
B | 12/11/2014 - 12/18/2015 | ST. LOUIS, MO | |
B | 03/29/2014 - 06/10/2014 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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