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Detailed Report
DAVID J BAUER
CRD#: 6299104
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Investment Adviser
PERIGON WEALTH MANAGEMENT, LLCCRD#: 131037 225 Main Street
Suite 301
Westport, CT 06880
Registration History
2014201520162017201820192020202120222023202420252026IAPERIGON WEALTH MANAGEMENT, LLC (CRD# 131037)2022 - Present (2 years)IANAUSET WEALTH MANAGEMENT, LLC (CRD# 110360)2014 - 2023 (8 years)
License(s)

State Registrations

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Connecticut 11/15/2022
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Texas 11/30/2023
Current Registration(s)
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PERIGON WEALTH MANAGEMENT, LLC (CRD#:131037)
225 Main Street Suite 301, Westport, CT 06880
Registered with this firm since 11/15/2022
Previous Registration(s)
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 05/05/2014 - 01/13/2023 NAUSET WEALTH MANAGEMENT, LLC (CRD#:110360) WESTPORT, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.