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JONATHAN FARMER KIRBY
CRD#: 6298932
IA
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THE AYCO COMPANY, L.P.CRD#: 106693 3550 Peachtree Road NE
Suite 1000
Atlanta, GA 30326
Suite 1000
Atlanta, GA 30326
GOLDMAN SACHS & CO. LLCCRD#: 361 3550 PEACHTREE ROAD, NE
SUITE 1000
ATLANTA, GA 30326
SUITE 1000
ATLANTA, GA 30326
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Disclosures
8
Years of Experience
View By:
State Registrations
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Alabama 4/1/2022
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Kentucky 9/10/2022
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Arizona 10/12/2023
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Mississippi 6/1/2021
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California 6/22/2021
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New Jersey 7/20/2022
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Colorado 4/1/2022
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New York 6/1/2021
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Connecticut 5/22/2022
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North Carolina 6/1/2021
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District of Columbia 1/23/2023
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South Carolina 4/1/2022
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Florida 6/22/2021
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Tennessee 4/1/2022
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Georgia 5/11/2018
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Texas 6/1/2021
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Georgia 1/4/2021
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Texas 1/31/2022
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Illinois 7/20/2022
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Virginia 4/1/2022
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Indiana 7/20/2022
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Washington 2/28/2023
SRO Registrations
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Registered with this firm since 5/11/2018
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Registered with this firm since 1/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/11/2018 - 01/04/2021 | ATLANTA, GA | |
IA | 02/10/2017 - 12/21/2017 | SAINT LOUIS, MO | |
B | 08/03/2016 - 12/21/2017 | MARIETTA, GA | |
IA | 08/25/2014 - 03/13/2015 | WOODSTOCK, GA | |
B | 07/30/2014 - 03/13/2015 | WOODSTOCK, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.