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BRITTANY KAY HARTLEY
Brittany Kay Johns, Brittany Kay Johnson-Johns
CRD#: 6298020
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 315 DEADRICK STREET
16TH FLOOR
NASHVILLE, TN 37238
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 7/24/2024

B
Maine 7/24/2024

B
Arizona 7/24/2024

B
Massachusetts 7/24/2024

B
California 7/24/2024

B
Michigan 7/24/2024

B
Colorado 7/24/2024

B
New York 7/23/2024

B
Florida 5/29/2024

B
North Carolina 6/11/2024

B
Georgia 7/24/2024

B
Ohio 9/1/2017

B
Illinois 7/24/2024

IA
Ohio 10/27/2017

B
Indiana 7/24/2024

B
South Carolina 7/23/2024

B
Kansas 7/24/2024

B
Tennessee 5/29/2024

B
Kentucky 7/24/2024

B
Virginia 7/23/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
315 DEADRICK STREET 16TH FLOOR, NASHVILLE, TN 37238
Moraine, OH
Registered with this firm since 10/27/2017

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
315 DEADRICK STREET 16TH FLOOR, NASHVILLE, TN 37238
Moraine, OH
Registered with this firm since 5/25/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.