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CONOR NICHOLAS HENTGES
Conor Nicholas Hentges
CRD#: 6297349
IA
B
WELLS FARGO ADVISORSCRD#: 11025 701 LAKE STREET E STE 200
[SATELLITE]
WAYZATA, MN 55391
[SATELLITE]
WAYZATA, MN 55391
0
Disclosures
9
Years of Experience
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State Registrations
B
Arizona 11/21/2018
IA
Minnesota 11/21/2018
B
Colorado 11/21/2018
B
New York 11/21/2018
B
Florida 11/21/2018
B
Texas 11/21/2018
IA
Florida 10/31/2022
IA
Texas 11/21/2018
B
Hawaii 11/21/2018
B
Washington 11/21/2018
B
Iowa 9/27/2021
B
Wisconsin 11/21/2018
B
Minnesota 11/21/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 11/21/2018
B
Registered with this firm since 11/21/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2017 - 11/12/2018 | WAYZATA, MN | |
B | 10/03/2016 - 11/12/2018 | WAYZATA, MN | |
B | 08/10/2015 - 05/05/2016 | EDINA, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.