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Michael WILLIAM Riordan
MICHAEL WILLIAM RIORDAN, Michael W Riordan, Michael Riordan, Mike Riordan
CRD#: 6297332
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2018 (2 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Arizona 10/22/2018

B
Montana 12/9/2022

B
California 7/1/2020

B
Nevada 10/22/2018

B
Colorado 8/12/2020

B
New Jersey 5/25/2022

B
Connecticut 3/4/2021

B
New York 8/7/2020

B
Delaware 4/22/2021

B
North Carolina 6/24/2020

B
Florida 10/22/2018

B
Ohio 4/3/2023

B
Georgia 11/15/2021

B
Oregon 3/22/2022

B
Illinois 8/9/2018

B
Pennsylvania 2/22/2024

IA
Illinois 10/22/2018

B
Rhode Island 2/8/2021

B
Kentucky 10/22/2018

B
South Carolina 11/19/2020

B
Maine 12/21/2020

B
Texas 10/22/2018

B
Massachusetts 5/9/2022

IA
Texas 11/13/2018

B
Michigan 10/22/2018

B
Virginia 8/4/2023

B
Missouri 1/17/2025

B
Washington 8/9/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/22/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/9/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/12/2016 - 08/08/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
05/24/2016 - 07/25/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) NAPERVILLE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.