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Detailed Report
VLADIMIR KOUZNETSOV
CRD#: 6297202
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Investment Adviser
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Previous Broker
RETEGY LLCCRD#: 294291 Irvine, CA
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2018 (3 years)IARETEGY LLC (CRD# 294291)2018 - Present (7 years)
License(s)

State Registrations

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California 4/18/2018
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Washington 10/14/2021
Current Registration(s)
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RETEGY LLC (CRD#:294291)
Irvine, CA
Registered with this firm since 4/18/2018
Previous Registration(s)
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 02/24/2014 - 04/10/2018 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) WOODLAND HILLS, CA
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 06/18/2014 - 04/10/2018 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) WOODLAND HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.