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DEE ROSS HILLIARD MR.
CRD#: 6297041
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 224 E 3RD ST
GROVE, OK 74344
GROVE, OK 74344
CETERA ADVISORS LLCCRD#: 10299 224 E 3RD ST
GROVE, OK 74344
GROVE, OK 74344
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Alabama 1/2/2019
IA
Oklahoma 3/21/2024
B
Arkansas 7/19/2018
B
Oregon 5/26/2020
B
Hawaii 8/11/2023
B
South Carolina 7/9/2019
B
Kansas 7/19/2018
B
Texas 1/2/2019
B
Missouri 7/19/2018
IA
Texas 3/21/2024
B
Oklahoma 7/19/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 7/19/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2018 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
B | 08/05/2016 - 07/06/2018 | GROVE, OK | |
B | 08/19/2014 - 08/02/2016 | GROVE, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.