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EMMANUEL VASILI ZISIS
CRD#: 6296867
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 333 GLEN HEAD RD
STE 190
OLD BROOKVILLE, NY 11545
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 333 GLEN HEAD RD
STE 190
OLD BROOKEVILLE, NY 11545
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (2 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2018 - 2023 (4 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2014 - 2018 (4 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2021 - 2023 (1 year)
License(s)

State Registrations

B
New Jersey 1/24/2023

IA
New York 1/24/2023

B
New York 1/24/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
333 GLEN HEAD RD STE 190, OLD BROOKVILLE, NY 11545
Registered with this firm since 1/24/2023

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
333 GLEN HEAD RD STE 190, OLD BROOKEVILLE, NY 11545
Registered with this firm since 1/24/2023

Previous Registration(s)
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IA
04/26/2021 - 01/26/2023 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BROOKVILLE, NY
B
11/02/2018 - 01/26/2023 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BROOKVILLE, NY
B
07/30/2014 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BROOKVILLE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.