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Detailed Report
Aaron Michael Hacker
AARON M HACKER
CRD#: 6295611
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 800 East 96th Street
Suite 400
Indianapolis, IN 46240
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2017 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 5/2/2018
B
Nebraska 5/2/2018
B
Alaska 5/21/2019
B
Nevada 4/5/2023
B
Arizona 4/26/2018
B
New Hampshire 4/5/2023
B
Arkansas 5/2/2018
B
New Jersey 4/26/2018
B
California 4/26/2018
B
New Mexico 5/21/2019
B
Colorado 4/26/2018
B
New York 4/26/2018
B
Connecticut 4/26/2018
B
North Carolina 4/27/2018
B
Delaware 4/26/2018
B
North Dakota 4/5/2023
B
District of Columbia 4/26/2018
B
Ohio 4/27/2018
B
Florida 4/26/2018
B
Oklahoma 4/26/2018
B
Georgia 4/26/2018
B
Oregon 5/21/2019
B
Hawaii 5/21/2019
B
Pennsylvania 4/26/2018
B
Idaho 5/21/2019
B
Puerto Rico 4/5/2023
B
Illinois 4/26/2018
B
Rhode Island 5/21/2019
B
Indiana 4/9/2018
B
South Carolina 5/2/2018
IA
Indiana 4/9/2018
B
South Dakota 4/5/2023
B
Iowa 5/2/2018
B
Tennessee 4/5/2023
B
Kansas 4/26/2018
B
Texas 4/26/2018
B
Kentucky 4/26/2018
IA
Texas 3/26/2020
B
Louisiana 5/1/2018
B
Utah 5/21/2019
B
Maine 5/21/2019
B
Vermont 4/26/2018
B
Maryland 4/26/2018
B
Virgin Islands 4/5/2023
B
Massachusetts 4/26/2018
B
Virginia 4/26/2018
B
Michigan 4/26/2018
B
Washington 4/26/2018
B
Minnesota 4/26/2018
B
West Virginia 5/2/2018
B
Mississippi 5/21/2019
B
Wisconsin 4/26/2018
B
Missouri 5/2/2018
B
Wyoming 5/21/2019
B
Montana 5/21/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
800 East 96th Street Suite 400, Indianapolis, IN 46240
Registered with this firm since 4/9/2018
B
MORGAN STANLEY (CRD#:149777)
800 East 96th Street Suite 400, Indianapolis, IN 46240
Registered with this firm since 4/9/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/21/2017 - 11/14/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
B
 12/17/2014 - 11/14/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.