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Dustin Lewis Tait
Dustin Tait
CRD#: 6295364
IA
Investment Adviser
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Previous Broker
FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 3343 Peachtree Road
Suite 180 #A2232
Atlanta, GA 30326
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2024 - Present (<1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - 2021 (<1 year)BTRITON PACIFIC SECURITIES, LLC (CRD# 139919)2020 - 2020 (<1 year)BCOMPASS SECURITIES CORPORATION (CRD# 16168)2019 - 2020 (<1 year)BALT FUND DISTRIBUTORS LLC (CRD# 146547)2015 - 2019 (3 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2015 - 2015 (<1 year)IACORTEZ WEALTH ADVISORS LLC (CRD# 285131)2022 - 2024 (1 year)IAORG PARTNERS (CRD# 312728)2021 - 2022 (<1 year)
License(s)

State Registrations

IA
Georgia 6/24/2024

Current Registration(s)
IA
FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083)
3343 Peachtree Road Suite 180 #A2232, Atlanta, GA 30326
Registered with this firm since 6/24/2024

Previous Registration(s)
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09/09/2022 - 04/08/2024 CORTEZ WEALTH ADVISORS LLC (CRD#:285131) SCOTTSDALE, AZ
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10/04/2021 - 05/13/2022 ORG PARTNERS (CRD#:312728) Apache Junction, AZ
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02/16/2021 - 03/08/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Naples, FL
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03/06/2020 - 07/29/2020 TRITON PACIFIC SECURITIES, LLC (CRD#:139919) IRVINE, CA
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05/21/2019 - 02/24/2020 COMPASS SECURITIES CORPORATION (CRD#:16168) BRAINTREE, MA
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12/02/2015 - 03/13/2019 ALT FUND DISTRIBUTORS LLC (CRD#:146547) New York, NY
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06/01/2015 - 08/07/2015 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) NEW YORK, NY
IA
05/27/2014 - 05/26/2015 NEUBERGER BERMAN LLC (CRD#:2908) NEW YORK, NY
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04/04/2014 - 05/26/2015 NEUBERGER BERMAN LLC (CRD#:2908) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.