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SU DONG
CRD#: 6293326
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 875 N. MICHIGAN AVENUE
CHICAGO, IL 60611
Registration History
2014201520162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (11 years)
License(s)

State Registrations

B
Alabama 6/10/2024

B
Nebraska 6/2/2022

B
Alaska 11/19/2021

B
Nevada 10/21/2021

B
Arizona 7/31/2023

B
New Hampshire 11/19/2021

B
Arkansas 6/10/2024

B
New Jersey 9/1/2021

B
California 7/21/2021

B
New Mexico 2/28/2024

B
Colorado 6/23/2022

B
New York 7/1/2021

B
Connecticut 11/18/2021

B
North Carolina 6/14/2023

B
Delaware 10/13/2023

B
North Dakota 11/9/2023

B
District of Columbia 11/19/2021

B
Ohio 7/22/2021

B
Florida 10/21/2021

B
Oklahoma 4/18/2023

B
Georgia 5/18/2021

B
Oregon 11/19/2021

B
Hawaii 10/21/2021

B
Pennsylvania 8/29/2022

B
Idaho 4/9/2024

B
Puerto Rico 2/16/2024

B
Illinois 4/15/2014

B
Rhode Island 10/13/2023

IA
Illinois 4/10/2021

B
South Carolina 5/14/2024

B
Indiana 7/21/2021

B
South Dakota 9/26/2022

B
Iowa 2/21/2023

B
Tennessee 11/4/2022

B
Kansas 2/28/2024

B
Texas 9/1/2021

B
Kentucky 2/28/2024

IA
Texas 9/13/2021

B
Louisiana 4/18/2023

B
Utah 8/28/2023

B
Maine 1/17/2024

B
Vermont 12/19/2023

B
Maryland 11/19/2021

B
Virgin Islands 7/29/2024

B
Massachusetts 9/1/2021

B
Virginia 11/19/2021

B
Michigan 10/21/2021

B
Washington 9/1/2021

B
Minnesota 8/28/2023

B
West Virginia 6/10/2024

B
Mississippi 8/31/2022

B
Wisconsin 10/21/2021

B
Missouri 11/18/2021

B
Wyoming 3/29/2023

B
Montana 4/9/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
875 N. MICHIGAN AVENUE, CHICAGO, IL 60611
Registered with this firm since 4/10/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
875 N. MICHIGAN AVENUE, CHICAGO, IL 60611
Registered with this firm since 2/28/2014

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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.