• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ADRIENNE SCHREUR FRANK
ADRIENNE FRANK, ADRIENNE ELISE SCHREUR
CRD#: 6293076
IA
Investment Adviser
B
Broker
NUVEEN ASSET MANAGEMENT, LLCCRD#: 155584 333 WEST WACKER DRIVE
CHICAGO, IL 60606
NUVEEN SECURITIES, LLCCRD#: 469 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE, NC 28262
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2022 - Present (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2018 - 2022 (4 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2014 - 2018 (3 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2019 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 9/8/2022

B
Montana 9/8/2022

B
Alaska 9/8/2022

B
Nebraska 9/8/2022

B
Arizona 9/8/2022

B
Nevada 9/8/2022

B
Arkansas 9/8/2022

B
New Hampshire 9/8/2022

B
California 9/8/2022

B
New Jersey 9/8/2022

B
Colorado 9/8/2022

B
New Mexico 9/8/2022

B
Connecticut 9/8/2022

B
New York 9/8/2022

B
Delaware 9/8/2022

B
North Carolina 9/8/2022

B
District of Columbia 9/8/2022

B
North Dakota 9/8/2022

B
Florida 9/8/2022

B
Ohio 9/9/2022

B
Georgia 9/8/2022

B
Oklahoma 9/8/2022

B
Hawaii 9/8/2022

B
Oregon 9/8/2022

B
Idaho 9/8/2022

B
Pennsylvania 9/8/2022

B
Illinois 9/8/2022

B
Puerto Rico 9/8/2022

IA
Illinois 9/9/2022

B
Rhode Island 9/8/2022

B
Indiana 9/8/2022

B
South Carolina 9/8/2022

B
Iowa 9/8/2022

B
South Dakota 9/8/2022

B
Kansas 9/8/2022

B
Tennessee 9/8/2022

B
Kentucky 9/8/2022

B
Texas 9/8/2022

B
Louisiana 9/8/2022

B
Utah 9/8/2022

B
Maine 9/8/2022

B
Vermont 9/8/2022

B
Maryland 9/8/2022

B
Virgin Islands 9/8/2022

B
Massachusetts 9/8/2022

B
Virginia 9/8/2022

B
Michigan 9/8/2022

B
Washington 9/8/2022

B
Minnesota 9/8/2022

B
West Virginia 9/8/2022

B
Mississippi 9/8/2022

B
Wisconsin 9/8/2022

B
Missouri 9/8/2022

B
Wyoming 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584)
333 WEST WACKER DRIVE, CHICAGO, IL 60606
Registered with this firm since 9/9/2022

B
NUVEEN SECURITIES, LLC (CRD#:469)
8500 ANDREW CARNEGIE BLVD., CHARLOTTE, NC 28262
Registered with this firm since 9/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2019 - 07/11/2022 VANGUARD ADVISERS, INC. (CRD#:106715) CHARLOTTE, NC
B
07/20/2018 - 07/11/2022 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
B
04/07/2014 - 02/15/2018 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.