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JAMES GERARD STANTON
JAMES G. STANTON
CRD#: 6291860
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1200 CENTRAL AVE
WILMETTE, IL 60091
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
8/2/2004
Regulatory
Final
License(s)

State Registrations

B
California 9/23/2022

IA
Illinois 9/23/2022

B
Florida 9/26/2022

B
Illinois 10/5/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1200 CENTRAL AVE, WILMETTE, IL 60091
Registered with this firm since 9/23/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1200 CENTRAL AVE, WILMETTE, IL 60091
Registered with this firm since 9/22/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/13/2019 - 09/09/2022 PRIMERICA ADVISORS (CRD#:10111) SKOKIE, IL
B
02/05/2019 - 09/09/2022 PFS INVESTMENTS INC. (CRD#:10111) SKOKIE, IL
IA
08/24/2018 - 12/31/2018 PRIMERICA ADVISORS (CRD#:10111) SKOKIE, IL
B
08/23/2018 - 12/31/2018 PFS INVESTMENTS INC. (CRD#:10111) SKOKIE, IL
IA
04/23/2014 - 09/01/2016 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
B
03/06/2014 - 09/01/2016 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.