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CHRISTOPHER JOSEPH TAFARO
CRD#: 6290606
IA
B
ALLIANCEBERNSTEIN L.P.CRD#: 108477 800 CONNECTICUT AVENUE, N.W.
SUITE 1100
WASHINGTON, DC 20006-2720
SUITE 1100
WASHINGTON, DC 20006-2720
SANFORD C. BERNSTEIN & CO., LLCCRD#: 104474 800 CONNECTICUT AVENUE, N.W.
SUITE 1100
WASHINGTON, DC 20006-2720
SUITE 1100
WASHINGTON, DC 20006-2720
0
Disclosures
10
Years of Experience
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State Registrations
B
District of Columbia 3/30/2022
B
Virginia 3/30/2022
IA
District of Columbia 4/20/2022
IA
Virginia 3/30/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 3/30/2022
IA
Registered with this firm since 3/30/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 03/19/2022 | BOSTON, MA | |
B | 01/30/2015 - 03/17/2022 | WASHINGTON, DC | |
IA | 07/02/2015 - 07/13/2018 | WASHINGTON, DC | |
B | 08/11/2014 - 01/08/2015 | WESTLAKE, TX | |
B | 03/18/2014 - 07/28/2014 | WESTLAKE, TX |
WESTLAKE, TX
08/11/2014 - 01/08/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.