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Detailed Report
TIMOTHY PATRICK SMITH
CRD#: 6290417
IA
Investment Adviser
B
Broker
MWA FINANCIAL SERVICES, INC.CRD#: 112630 303 N. Carroll Blvd
Suite 200
Denton, TX 76201
Registration History
2014201520162017201820192020202120222023202420252026IAMWA FINANCIAL SERVICES, INC. (CRD# 112630)2019 - Present (6 years)BMWA FINANCIAL SERVICES INC. (CRD# 112630)2014 - Present (10 years)
License(s)

State Registrations

B
Arkansas 10/13/2022
B
North Carolina 2/24/2022
B
California 3/23/2018
IA
North Carolina 8/1/2023
B
Colorado 6/13/2018
B
Oklahoma 7/7/2017
B
District of Columbia 4/25/2023
B
Pennsylvania 7/20/2017
B
Georgia 1/5/2018
B
South Carolina 1/4/2019
B
Indiana 1/5/2017
B
South Dakota 10/14/2021
B
Kansas 8/10/2021
B
Texas 4/4/2014
B
Kentucky 6/20/2024
IA
Texas 2/8/2019
B
Massachusetts 1/19/2017
B
Virginia 9/23/2021
B
Minnesota 9/13/2024
B
West Virginia 9/8/2023
B
Missouri 3/25/2021
B
Wyoming 4/10/2023
B
Nevada 1/9/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MWA FINANCIAL SERVICES, INC. (CRD#:112630)
303 N. Carroll Blvd Suite 200, Denton, TX 76201
3010 LBJ Fwy. Suite 1200, Dallas, TX 75234
Registered with this firm since 2/8/2019
B
MWA FINANCIAL SERVICES INC. (CRD#:112630)
303 N. Carroll Blvd Suite 200, Denton, TX 76201
3010 LBJ Fwy. Suite 1200, Dallas, TX 75234
Registered with this firm since 4/4/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.