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BENJAMIN S BRAUNECK
CRD#: 6289974
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 7/5/2016

B
Nebraska 7/5/2016

B
Alaska 7/5/2016

B
Nevada 7/5/2016

B
Arizona 7/5/2016

B
New Hampshire 7/5/2016

B
Arkansas 7/5/2016

B
New Jersey 7/5/2016

B
California 9/15/2014

B
New Mexico 7/5/2016

B
Colorado 7/5/2016

B
New York 7/5/2016

B
Connecticut 7/5/2016

B
North Carolina 7/5/2016

B
Delaware 7/5/2016

B
North Dakota 7/5/2016

B
District of Columbia 7/5/2016

B
Ohio 9/15/2014

B
Florida 7/5/2016

IA
Ohio 9/15/2014

B
Georgia 7/5/2016

B
Oklahoma 7/5/2016

B
Hawaii 7/5/2016

B
Oregon 7/5/2016

B
Idaho 7/5/2016

B
Pennsylvania 7/5/2016

B
Illinois 7/5/2016

B
Puerto Rico 1/11/2023

B
Indiana 7/5/2016

B
Rhode Island 7/5/2016

B
Iowa 7/5/2016

B
South Carolina 7/5/2016

B
Kansas 7/5/2016

B
South Dakota 7/5/2016

B
Kentucky 7/5/2016

B
Tennessee 7/5/2016

B
Louisiana 7/5/2016

B
Texas 7/5/2016

B
Maine 7/5/2016

B
Utah 7/5/2016

B
Maryland 7/5/2016

B
Vermont 7/5/2016

B
Massachusetts 7/5/2016

B
Virgin Islands 1/14/2023

B
Michigan 7/5/2016

B
Virginia 7/5/2016

B
Minnesota 7/5/2016

B
Washington 7/5/2016

B
Mississippi 7/5/2016

B
West Virginia 7/5/2016

B
Missouri 7/5/2016

B
Wisconsin 7/5/2016

B
Montana 7/5/2016

B
Wyoming 7/5/2016

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 9/15/2014

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 9/15/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.