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CHRISTOPHER JOHN SCHOFF
CRD#: 6289218
IA
B
CAPITAL ANALYSTSCRD#: 162200 1425 Jefferson Road
Rochester, NY 14623
Rochester, NY 14623
LINCOLN INVESTMENTCRD#: 519 1425 JEFFERSON ROAD
ROCHESTER, NY 14623
ROCHESTER, NY 14623
0
Disclosures
8
Years of Experience
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State Registrations
B
Florida 10/18/2021
B
North Carolina 1/31/2023
B
New York 7/27/2021
B
Tennessee 3/8/2023
IA
New York 8/16/2021
SRO Registrations
B
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IA
Registered with this firm since 2/23/2023
IA
Registered with this firm since 8/16/2021
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Registered with this firm since 7/27/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/03/2017 - 08/29/2019 | ROCHESTER, NY | |
B | 05/13/2014 - 01/03/2017 | ROCHESTER, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.