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MAGDA CAROLINA CASTRO
MAGDA CAROLINA ARBELAEZ, MAGDA CASTRO, Carolina Castro
CRD#: 6289000
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2333 PONCE DE LEON BLVD.
SUITE 500
CORAL GABLES, FL 33134
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2014 - 2021 (7 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2017 - 2021 (4 years)
Disclosure(s)
View By:
11/4/2022
Customer Dispute
Withdrawn
3/26/2020
Customer Dispute
Denied
License(s)

State Registrations

B
California 8/15/2024

B
Massachusetts 8/16/2024

B
Delaware 8/21/2024

B
New York 8/20/2024

B
Florida 8/15/2024

B
Texas 8/16/2024

IA
Florida 8/16/2024

IA
Texas 1/31/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2333 PONCE DE LEON BLVD. SUITE 500, CORAL GABLES, FL 33134
Registered with this firm since 8/16/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2333 PONCE DE LEON BLVD. SUITE 500, CORAL GABLES, FL 33134
Registered with this firm since 8/15/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/02/2024 - 08/22/2024 PNC INVESTMENTS (CRD#:129052) CORAL GABLES, FL
B
07/17/2024 - 08/22/2024 PNC INVESTMENTS (CRD#:129052) CORAL GABLES, FL
IA
08/18/2021 - 04/12/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Miami, FL
B
08/18/2021 - 04/12/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Miami, FL
IA
04/10/2017 - 08/05/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) FORT LAUDERDALE, FL
B
01/28/2014 - 08/05/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) FORT LAUDERDALE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.