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Detailed Report
MORISEA DAVIS
CRD#: 6288743
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 225 S. LAKE AVE
STE 700
PASADENA, CA 91101
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 7/26/2024
B
New York 11/13/2024
IA
California 7/26/2024
B
North Carolina 6/28/2019
B
Colorado 11/13/2024
IA
North Carolina 6/28/2019
B
Connecticut 11/13/2024
B
Oregon 6/13/2022
B
District of Columbia 11/13/2024
B
Pennsylvania 5/28/2021
B
Florida 11/13/2024
B
Texas 11/13/2024
B
Georgia 3/11/2022
B
Virginia 8/23/2021
B
Maryland 8/23/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
Registered with this firm since 6/28/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
Registered with this firm since 6/28/2019
Previous Registration(s)
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IA
 01/02/2018 - 06/28/2019 BB&T SECURITIES, LLC (CRD#:142785) WILSON, NC
B
 01/02/2018 - 06/28/2019 BB&T SECURITIES, LLC (CRD#:142785) WILSON, NC
IA
 01/12/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) WILSON, NC
B
 01/12/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) WILSON, NC
IA
 07/07/2014 - 12/03/2015 EDWARD JONES (CRD#:250) RALEIGH, NC
B
 03/10/2014 - 12/03/2015 EDWARD JONES (CRD#:250) RALEIGH, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.