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Detailed Report
MATTHEW JOSEPH MENDOZA
Matt Mendoza, Matthew J. Mendoza
CRD#: 6287953
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 19200 Von Karman Avenue
Suite 370
Irvine, CA 92657
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 19200 Von Karman Ave
Suite 370
Irvine, CA 92657
Registration History
201920202021202220232024202520262 FIRMS2020 - Present (4 years)BGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2019 - 2020 (<1 year)IASILVERSAGE ADVISORS (CRD# 125820)2020 - 2021 (1 year)
License(s)

State Registrations

B
Arizona 4/5/2021
B
Missouri 8/8/2022
B
California 8/12/2020
B
Montana 8/8/2022
IA
California 8/13/2020
B
Nebraska 8/8/2022
B
Colorado 8/8/2022
B
Nevada 8/8/2022
B
Connecticut 8/8/2022
B
New Jersey 8/8/2022
B
Delaware 8/8/2022
B
New Mexico 8/8/2022
B
Florida 6/16/2022
B
New York 8/8/2022
B
Georgia 8/8/2022
B
North Carolina 8/9/2022
B
Hawaii 8/8/2022
B
North Dakota 8/8/2022
B
Idaho 8/8/2022
B
Ohio 8/9/2022
B
Illinois 8/8/2022
B
Oklahoma 8/8/2022
B
Indiana 8/8/2022
B
Oregon 8/8/2022
B
Iowa 8/8/2022
B
Pennsylvania 8/8/2022
B
Kansas 8/8/2022
B
South Carolina 8/8/2022
B
Louisiana 8/8/2022
B
Texas 8/8/2022
B
Maine 8/8/2022
B
Utah 8/8/2022
B
Maryland 8/8/2022
B
Virginia 8/8/2022
B
Massachusetts 8/8/2022
B
Washington 8/8/2022
B
Michigan 8/8/2022
B
Wyoming 8/8/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
19200 Von Karman Avenue Suite 370, Irvine, CA 92657
Registered with this firm since 8/13/2020
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
19200 Von Karman Ave Suite 370, Irvine, CA 92657
Registered with this firm since 8/12/2020
Previous Registration(s)
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IA
 01/30/2020 - 06/07/2021 SILVERSAGE ADVISORS (CRD#:125820) IRVINE, CA
B
 09/19/2019 - 08/13/2020 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.