• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
COLIN THOMAS WHEELER
CRD#: 6287855
IA
Investment Adviser
CERITY PARTNERS LLCCRD#: 151559 2201 High Wickham Place
Louisville, KY 40245
Registration History
2014201520162017201820192020202120222023202420252026IACERITY PARTNERS LLC (CRD# 151559)2023 - Present (1 year)IAARGI INVESTMENT SERVICES, LLC (CRD# 151916)2016 - 2023 (6 years)IAON INVESTMENT MANAGEMENT CO (CRD# 105662)2015 - 2016 (<1 year)IADUPREE FINANCIAL GROUP, LLC (CRD# 131091)2014 - 2015 (1 year)
License(s)

State Registrations

IA
Kentucky 4/30/2023

Current Registration(s)
IA
CERITY PARTNERS LLC (CRD#:151559)
2201 High Wickham Place, Louisville, KY 40245
Registered with this firm since 4/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/20/2016 - 04/21/2023 ARGI INVESTMENT SERVICES, LLC (CRD#:151916) LOUISVILLE, KY
IA
10/28/2015 - 06/08/2016 ON INVESTMENT MANAGEMENT CO (CRD#:105662) Lexington, KY
IA
03/31/2014 - 10/15/2015 DUPREE FINANCIAL GROUP, LLC (CRD#:131091) LEXINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.