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Detailed Report
JAKE DAKOTA MCKINNIE
CRD#: 6287588
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 601 E EMORY RD
POWELL, TN 37849
CETERA INVESTMENT SERVICES LLCCRD#: 15340 601 E EMORY RD
POWELL, TN 37849
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arkansas 9/7/2022
B
South Carolina 12/23/2021
B
Florida 6/25/2019
B
Tennessee 4/21/2017
B
Georgia 3/18/2021
IA
Tennessee 4/24/2017
B
Illinois 10/21/2019
B
Texas 10/30/2024
B
Indiana 8/23/2022
IA
Texas 10/30/2024
B
Michigan 12/6/2023
B
Virginia 1/13/2025
B
Ohio 3/2/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
601 E EMORY RD, POWELL, TN 37849
Registered with this firm since 4/24/2017
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
601 E EMORY RD, POWELL, TN 37849
Registered with this firm since 4/21/2017
Previous Registration(s)
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IA
 03/05/2014 - 04/06/2017 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) KNOXVILLE, TN
B
 02/06/2014 - 04/06/2017 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.