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SHAUN MICHAEL FELBER
SHAUN FELBER, Shaun M Felber, Shaun Michael Felber
CRD#: 6286227
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WENTZVILLE, MO
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 WENTZVILLE, MO
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2014 - 2015 (1 year)2 FIRMS2022 - Present (2 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2021 - 2021 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2019 - 2019 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2017 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 1/5/2022

B
Nebraska 1/5/2022

B
Alaska 1/5/2022

B
Nevada 1/5/2022

B
Arizona 1/5/2022

B
New Hampshire 1/5/2022

B
Arkansas 1/5/2022

B
New Jersey 1/5/2022

B
California 1/5/2022

B
New Mexico 1/5/2022

B
Colorado 1/5/2022

B
New York 1/5/2022

B
Connecticut 1/5/2022

B
North Carolina 1/5/2022

B
Delaware 1/5/2022

B
North Dakota 1/5/2022

B
District of Columbia 1/5/2022

B
Ohio 1/5/2022

B
Florida 1/5/2022

B
Oklahoma 1/5/2022

B
Georgia 1/5/2022

B
Oregon 1/5/2022

B
Hawaii 1/5/2022

B
Pennsylvania 1/5/2022

B
Idaho 1/5/2022

B
Puerto Rico 1/5/2022

B
Illinois 1/5/2022

B
Rhode Island 1/5/2022

B
Indiana 1/5/2022

B
South Carolina 1/5/2022

B
Iowa 1/5/2022

B
South Dakota 1/5/2022

B
Kansas 1/5/2022

B
Tennessee 1/5/2022

B
Kentucky 1/5/2022

B
Texas 1/5/2022

B
Louisiana 1/5/2022

IA
Texas 4/12/2022

B
Maine 1/5/2022

B
Utah 1/5/2022

B
Maryland 1/5/2022

B
Vermont 1/5/2022

B
Massachusetts 1/5/2022

B
Virgin Islands 1/5/2022

B
Michigan 1/5/2022

B
Virginia 1/5/2022

B
Minnesota 1/5/2022

B
Washington 1/5/2022

B
Mississippi 1/5/2022

B
West Virginia 1/5/2022

B
Missouri 1/5/2022

B
Wisconsin 1/5/2022

IA
Missouri 4/12/2022

B
Wyoming 1/5/2022

B
Montana 1/5/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WENTZVILLE, MO
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 4/12/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
WENTZVILLE, MO
Registered with this firm since 1/5/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/02/2021 - 11/23/2021 PRINCIPAL SECURITIES, INC. (CRD#:1137) Clayton, MO
B
08/09/2019 - 09/14/2019 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
B
10/23/2017 - 01/24/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
02/06/2014 - 11/07/2015 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) ST. LOUIS, MO
B
02/06/2014 - 11/07/2015 METLIFE SECURITIES INC. (CRD#:14251) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.