• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MADELINE C CARY
MADELINE C PUCKETT, MADELINE CLARE PUCKETT
CRD#: 6284687
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 325 N. ST PAUL STREET 49TH FLOOR
DALLAS, TX 75201-3857
Registration History
2021202220232024202520263 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
New York 8/15/2022

B
Texas 8/15/2022

IA
New York 8/15/2022

IA
Texas 8/15/2022

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
325 N. ST PAUL STREET 49TH FLOOR, DALLAS, TX 75201-3857
DALLAS, TX
Registered with this firm since 8/15/2022

B
NEUBERGER BERMAN BD LLC (CRD#:2908)
325 N. ST PAUL STREET 49TH FLOOR, DALLAS, TX 75201-3857
DALLAS, TX
Registered with this firm since 8/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/24/2021 - 08/10/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
08/25/2021 - 08/10/2022 CITI PRIVATE ADVISORY, LLC (CRD#:153777) Dallas, TX
B
08/25/2021 - 08/10/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.