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Detailed Report
Justin Thomas Spicer
JUSTIN THOMAS SPICER
CRD#: 6284233
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 548 BROADWAY ST
ROCK SPRINGS, WY 82901
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 5/12/2014
B
North Carolina 12/7/2022
B
California 8/24/2023
B
Oklahoma 10/10/2023
B
Colorado 5/12/2014
B
Oregon 8/1/2017
B
Florida 12/18/2020
B
South Dakota 7/15/2014
B
Georgia 5/12/2014
B
Tennessee 5/22/2017
B
Hawaii 12/12/2023
B
Texas 5/12/2014
B
Idaho 9/20/2017
IA
Texas 12/17/2018
B
Louisiana 5/12/2014
B
Utah 5/12/2014
B
Missouri 5/19/2021
B
West Virginia 1/7/2016
B
Montana 11/19/2014
B
Wyoming 3/17/2014
B
Nevada 5/12/2014
IA
Wyoming 8/3/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
548 BROADWAY ST, ROCK SPRINGS, WY 82901
Registered with this firm since 5/12/2014
B
EDWARD JONES (CRD#:250)
548 BROADWAY ST, ROCK SPRINGS, WY 82901
Registered with this firm since 2/24/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.