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Detailed Report
JULIE LYNN MAXWELL
JULIE LYNN BOARDMAN, JULIE LYNN BOARDMAN-BRANN, JULIE MAXWELL
CRD#: 6283505
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1717 ARCH STREET
21ST FLOOR
PHILADELPHIA, PA 19103
Registration History
201520162017201820192020202120222023202420252026IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2019 - Present (5 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2015 - Present (9 years)
License(s)

State Registrations

B
Pennsylvania 8/16/2019
IA
Pennsylvania 8/16/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1717 ARCH STREET 21ST FLOOR, PHILADELPHIA, PA 19103
Registered with this firm since 8/16/2019
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1717 ARCH STREET 21ST FLOOR, PHILADELPHIA, PA 19103
Registered with this firm since 10/8/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.