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ANA ROSA COOKE
ANA ROSA CINTRON PINERO, ANA COOKE
CRD#: 6282097
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 1 CITIZENS BANK WAY
JOHNSTON, RI 02919
JOHNSTON, RI 02919
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6/9/2005
Criminal
Final Disposition
State Registrations
B
Rhode Island 8/28/2023
IA
Rhode Island 8/28/2023
SRO Registrations
B
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IA
Registered with this firm since 8/28/2023
B
Registered with this firm since 8/25/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/15/2018 - 10/14/2022 | JOHNSTON, RI | |
B | 09/11/2015 - 10/14/2022 | JOHNSTON, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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