Individual Firm
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MATSON MUNRO HUTCHINS
CRD#: 6281194
IA
B
MARINER WEALTHCRD#: 140195 325 ROCKY SLOPE ROAD
SUITE 302
GREENVILLE, SC 29607
SUITE 302
GREENVILLE, SC 29607
0
Disclosures
10
Years of Experience
View By:
State Registrations
IA
South Carolina 2/3/2023
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Registered with this firm since 2/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2018 - 02/02/2023 | Greenville, SC | |
B | 08/24/2018 - 02/02/2023 | Greenville, SC | |
IA | 01/24/2017 - 03/08/2018 | SAINT LOUIS, MO | |
B | 12/17/2015 - 03/08/2018 | GREENVILLE, SC | |
IA | 04/25/2014 - 06/18/2015 | GREENVILLE, SC | |
B | 03/28/2014 - 06/18/2015 | GREENVILLE, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.