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Hilary Miller
HILARY E MILLER, HILARY MILLER
CRD#: 6280956
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 13024 BALLANTYNE CORPORATE PLAZA
SUITE 650
CHARLOTTE, NC 28277
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2017 - 2020 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2017 (2 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2014 (<1 year)IAMORGAN STANLEY (CRD# 149777)2018 - 2020 (2 years)
License(s)

State Registrations

B
California 11/24/2020

IA
North Carolina 11/24/2020

B
Colorado 11/24/2020

B
North Dakota 11/24/2020

B
Connecticut 5/23/2023

B
Ohio 4/16/2021

B
Florida 1/31/2022

B
Oklahoma 4/24/2024

B
Georgia 11/24/2020

B
Rhode Island 11/2/2021

B
Iowa 11/24/2020

B
South Carolina 11/24/2020

B
Maryland 11/24/2020

B
Tennessee 11/24/2020

B
Massachusetts 12/2/2020

B
Texas 11/24/2020

B
New Jersey 1/31/2022

IA
Texas 2/1/2022

B
North Carolina 11/24/2020

B
Virginia 11/24/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13024 BALLANTYNE CORPORATE PLAZA SUITE 650, CHARLOTTE, NC 28277
Registered with this firm since 11/24/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13024 BALLANTYNE CORPORATE PLAZA SUITE 650, CHARLOTTE, NC 28277
Registered with this firm since 11/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/27/2018 - 12/09/2020 MORGAN STANLEY (CRD#:149777) CHARLOTTE, NC
B
11/21/2017 - 12/09/2020 MORGAN STANLEY (CRD#:149777) CHARLOTTE, NC
B
12/10/2014 - 06/09/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
08/21/2014 - 12/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.