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CLAYTON NIEMAN
CLAYTON ROBERT NIEMAN
CRD#: 6279916
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2014 - 2021 (7 years)
License(s)

State Registrations

B
Alaska 3/4/2024

B
Nevada 3/4/2024

B
Arizona 3/4/2024

B
New Hampshire 3/4/2024

B
California 10/11/2021

B
New Jersey 3/4/2024

B
Colorado 3/4/2024

B
New Mexico 3/4/2024

B
Connecticut 3/4/2024

B
New York 3/4/2024

B
Delaware 3/4/2024

B
North Carolina 3/22/2024

B
District of Columbia 3/4/2024

B
North Dakota 3/4/2024

B
Hawaii 3/4/2024

B
Ohio 3/4/2024

B
Idaho 3/4/2024

B
Oregon 3/4/2024

B
Illinois 3/4/2024

B
Pennsylvania 3/4/2024

B
Indiana 3/4/2024

B
Rhode Island 3/4/2024

B
Kentucky 3/4/2024

B
Tennessee 3/4/2024

B
Louisiana 3/4/2024

B
Texas 8/26/2021

B
Maine 3/4/2024

IA
Texas 8/26/2021

B
Maryland 3/4/2024

B
Utah 3/4/2024

B
Massachusetts 3/4/2024

B
Vermont 3/4/2024

B
Michigan 3/4/2024

B
West Virginia 3/4/2024

B
Mississippi 3/4/2024

B
Wyoming 3/4/2024

B
Montana 3/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 8/26/2021

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 8/26/2021

Previous Registration(s)
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B
01/16/2014 - 02/05/2021 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.