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STEPHEN MICHAEL GEGOREK II
S MICHAEL GEGOREK II, STEPHEN M GEGOREK II, STEPHEN MICHAEL GEGOREK
CRD#: 6277430
IA
Investment Adviser
B
Broker
FALCON FINANCIALCRD#: 160615 200 STATESVILLE BLVD
#1001
SALISBURY, NC 28144
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 200 Statesville Blvd
Suite 1004
Salisbury, NC 28144
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - 2019 (3 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - 2019 (3 years)
License(s)

State Registrations

IA
North Carolina 1/12/2022

B
South Carolina 9/9/2022

B
North Carolina 6/3/2022

B
Texas 8/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FALCON FINANCIAL (CRD#:160615)
200 STATESVILLE BLVD #1001, SALISBURY, NC 28144
Registered with this firm since 1/12/2022

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
200 Statesville Blvd Suite 1004, Salisbury, NC 28144
Registered with this firm since 6/3/2022

Previous Registration(s)
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IA
02/21/2019 - 01/03/2022 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) CHARLOTTE, NC
B
02/01/2019 - 01/03/2022 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) CHARLOTTE, NC
IA
01/20/2016 - 02/19/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) CHARLOTTE, NC
B
09/14/2015 - 02/19/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.