• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WESTIN COX
CRD#: 6276346
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8040 South 48th Street
Phoenix, AZ 85044
CHARLES SCHWAB & CO., INC.CRD#: 5393 8040 South 48th Street
Phoenix, AZ 85044
Registration History
2014201520162017201820192020202120222023202420252026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2016 - Present (8 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 1/3/2017

B
New Jersey 7/2/2014

B
Arizona 5/21/2014

B
New Mexico 1/3/2017

IA
Arizona 5/20/2016

B
New York 7/2/2014

B
California 7/2/2014

B
Ohio 1/3/2017

B
Florida 7/2/2014

B
Oregon 1/3/2017

B
Hawaii 1/3/2017

B
South Carolina 1/3/2017

B
Illinois 7/2/2014

B
Texas 1/3/2017

B
Iowa 1/3/2017

IA
Texas 12/11/2020

B
Kentucky 1/3/2017

B
Utah 1/3/2017

B
Massachusetts 1/3/2017

B
Virginia 1/3/2017

B
Michigan 1/3/2017

B
Washington 1/3/2017

B
Missouri 1/3/2017

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 5/19/2016

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8040 South 48th Street, Phoenix, AZ 85044
Mesa, AZ
Registered with this firm since 5/13/2014

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.