Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
REBECCA JACKSON CONNER
REBECCA ANN CLEM, REBECCA CLEM-JACKSON
CRD#: 6274600
IA
Investment Adviser
SEEDSAFE FINANCIAL LLCCRD#: 283887 AUSTIN, TX
Registration History
20132014201520162017201820192020202120222023202420252026IASEEDSAFE FINANCIAL LLC (CRD# 283887)2016 - Present (8 years)IAMERRIMAN (CRD# 166580)2013 - 2015 (1 year)
License(s)

State Registrations

IA
California 5/24/2018
IA
Texas 4/30/2018
IA
Illinois 3/9/2022
IA
Washington 6/21/2016
IA
Pennsylvania 6/9/2021
Current Registration(s)
IA
SEEDSAFE FINANCIAL LLC (CRD#:283887)
AUSTIN, TX
Registered with this firm since 6/21/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/16/2013 - 09/14/2015 MERRIMAN (CRD#:166580) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.