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DEBRA ANN BROWN
DEBRA ANN ISHMAN
CRD#: 6274478
IA
B
WNY ASSET MANAGEMENT, LLCCRD#: 153872 6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE, NY 14221
WILLIAMSVILLE, NY 14221
CADARET, GRANT & CO., INC.CRD#: 10641 SHERIDAN MEADOWS CORPORATE PARKWAY-NORTH
6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE, NY 14221
6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE, NY 14221
0
Disclosures
11
Years of Experience
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State Registrations
B
Arizona 9/28/2016
IA
New York 6/30/2021
B
California 2/27/2015
B
North Carolina 3/2/2015
B
Florida 2/27/2015
B
Oregon 3/16/2017
B
Georgia 1/3/2022
B
Pennsylvania 1/4/2021
B
Illinois 1/4/2019
B
South Carolina 2/18/2022
B
Massachusetts 1/4/2021
B
Texas 2/27/2015
B
New York 8/13/2014
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Texas 4/7/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/7/2016
B
Registered with this firm since 8/13/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/14/2014 - 06/17/2014 | EDISON, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.