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RYAN J BAKER
Ryan J Baker, Ryan Jonathan Baker
CRD#: 6273930
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3100 S. COLLEGE AVE.
SUITE 110
FORT COLLINS, CO 80525
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3100 S. COLLEGE AVE.
SUITE 110
FORT COLLINS, CO 80525
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2021 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)
Disclosure(s)
View By:
3/26/2020
Financial
Final
License(s)

State Registrations

B
Alabama 7/11/2022

B
New Mexico 5/31/2023

B
Arizona 3/8/2024

B
New York 3/31/2023

B
California 12/21/2021

B
North Carolina 9/20/2023

B
Colorado 12/21/2021

B
North Dakota 6/20/2022

IA
Colorado 1/12/2022

B
Ohio 7/25/2023

B
Florida 6/5/2023

B
Pennsylvania 6/21/2022

B
Georgia 7/24/2023

B
Rhode Island 10/2/2023

B
Hawaii 4/6/2023

B
South Carolina 10/31/2023

B
Idaho 7/24/2023

B
South Dakota 5/31/2022

B
Indiana 3/21/2023

B
Texas 11/18/2022

B
Iowa 7/11/2022

IA
Texas 1/12/2023

B
Kansas 5/8/2024

B
Utah 7/11/2022

B
Missouri 9/13/2022

B
Virginia 9/19/2023

B
Montana 6/20/2022

B
Washington 11/8/2022

B
Nebraska 6/21/2022

B
Wyoming 3/14/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3100 S. COLLEGE AVE. SUITE 110, FORT COLLINS, CO 80525
Registered with this firm since 1/12/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3100 S. COLLEGE AVE. SUITE 110, FORT COLLINS, CO 80525
LONGMONT, CO
Registered with this firm since 12/20/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/19/2020 - 11/23/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) OAKLAND, CA
B
03/19/2020 - 11/23/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) OAKLAND, CA
IA
08/04/2017 - 04/03/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
B
08/04/2017 - 04/03/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
IA
04/16/2014 - 08/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
01/29/2014 - 08/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.