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Detailed Report
MICHAEL NIEL KAPILOFF
MICHAEL KAPILOFF
CRD#: 6273898
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 417 Winchester St.
Ste. 1
Keene, NH 03431
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

IA
New Hampshire 4/28/2014
B
New Hampshire 5/2/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
417 Winchester St. Ste. 1, Keene, NH 03431
Registered with this firm since 4/28/2014
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
417 Winchester St. Ste. 1, Keene, NH 03431
Registered with this firm since 3/7/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.