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JOSHUA HOLT HALL
JOSHUA HALL
CRD#: 6272942
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Investment Adviser
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Previous Broker
THE CLARUS GROUPCRD#: 310163 520 POST OAK BLVD.
SUITE 750
HOUSTON, TX 77027
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)2 FIRMS2020 - 2020 (<1 year)IATHE CLARUS GROUP (CRD# 310163)2020 - Present (4 years)BKINGSWOOD CAPITAL PARTNERS, LLC (CRD# 288898)2021 - 2023 (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2018 (2 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2015 - 2016 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2018 (1 year)
License(s)

State Registrations

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Texas 10/21/2020

Current Registration(s)
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THE CLARUS GROUP (CRD#:310163)
520 POST OAK BLVD. SUITE 750, HOUSTON, TX 77027
Registered with this firm since 10/21/2020

Previous Registration(s)
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01/06/2021 - 06/14/2023 KINGSWOOD CAPITAL PARTNERS, LLC (CRD#:288898) Houston, TX
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08/07/2020 - 10/02/2020 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Houston, TX
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08/10/2020 - 10/02/2020 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) HOUSTON, TX
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04/03/2017 - 11/27/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HOUSTON, TX
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02/01/2016 - 11/27/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HOUSTON, TX
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09/24/2015 - 02/26/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) HOUSTON, TX
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08/13/2015 - 09/17/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HOUSTON, TX
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02/24/2015 - 06/15/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) THE WOODLANDS, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.