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Detailed Report
THOMAS EMMETT GUINANE
THOMAS EMMETT GIUNANE
CRD#: 6272888
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Investment Adviser
SUMMITRY, LLCCRD#: 128586 919 HILLSDALE BLVD.
SUITE 150
FOSTER CITY, CA 94404
Registration History
20132014201520162017201820192020202120222023202420252026IASUMMITRY, LLC (CRD# 128586)2022 - Present (2 years)IAFISHER INVESTMENTS (CRD# 107342)2013 - 2022 (8 years)
License(s)

State Registrations

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California 4/13/2022
Current Registration(s)
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SUMMITRY, LLC (CRD#:128586)
919 HILLSDALE BLVD. SUITE 150, FOSTER CITY, CA 94404
Registered with this firm since 4/13/2022
Previous Registration(s)
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 12/06/2013 - 03/23/2022 FISHER INVESTMENTS (CRD#:107342) SAN MATEO, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.