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LUKAS HUBERS
CRD#: 6269599
IA
B
LPL FINANCIAL LLCCRD#: 6413 930 EVERGREEN DR
KAUKAUNA, WI 54130-9352
KAUKAUNA, WI 54130-9352
0
Disclosures
9
Years of Experience
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State Registrations
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Wisconsin 11/30/2020
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Wisconsin 11/30/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 11/30/2020
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Registered with this firm since 11/30/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2020 - 11/30/2020 | KAUKAUNA, WI | |
B | 09/22/2020 - 11/30/2020 | Kaukauna, WI | |
B | 09/26/2019 - 05/27/2020 | Stevens Points, WI | |
IA | 09/26/2019 - 05/12/2020 | Stevens Point, WI | |
IA | 06/17/2016 - 09/25/2019 | STEVENS POINT, WI | |
B | 02/06/2015 - 09/25/2019 | STEVENS POINT, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.