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DON RANDALL CARTER JR
DON RANDALL CARTER, RANDALL CARTER
CRD#: 6269363
IA
B
D.A. DAVIDSON & CO.CRD#: 199 828 Main St
Lynchburg, VA 24504
Lynchburg, VA 24504
0
Disclosures
10
Years of Experience
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State Registrations
B
Colorado 7/13/2022
B
Ohio 7/13/2022
B
District of Columbia 6/6/2024
B
Pennsylvania 11/29/2022
B
Florida 7/13/2022
B
South Carolina 7/13/2022
B
Georgia 7/13/2022
B
Tennessee 7/13/2022
B
Kentucky 7/13/2022
B
Texas 7/13/2022
B
Maryland 7/13/2022
IA
Texas 7/13/2022
B
New Mexico 9/28/2022
B
Virginia 7/13/2022
B
New York 8/9/2022
IA
Virginia 7/13/2022
B
North Carolina 7/13/2022
SRO Registrations
B
B
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IA
Registered with this firm since 7/13/2022
B
Registered with this firm since 7/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2021 - 07/18/2022 | Lynchburg, VA | |
B | 02/17/2021 - 07/18/2022 | LYNCHBURG, VA | |
IA | 08/03/2015 - 02/17/2021 | RICHMOND, VA | |
B | 05/26/2015 - 02/17/2021 | RICHMOND, VA | |
B | 11/30/2013 - 11/14/2014 | CHARLOTTESVILLE, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.