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Detailed Report
DEREK NORMAN SAUERWINE
CRD#: 6269151
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Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 10560 Main Street, Suite 214
Fairfax, VA 22030
Registration History
20132014201520162017201820192020202120222023202420252026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2016 - Present (8 years)IAHORTER INVESTMENT MANAGEMENT, LLC (CRD# 119880)2013 - 2016 (2 years)
License(s)

State Registrations

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California 3/10/2021
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Pennsylvania 4/23/2018
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Florida 5/19/2021
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Texas 5/18/2021
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Maryland 6/8/2016
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Virginia 6/8/2016
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North Carolina 6/13/2016
Current Registration(s)
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BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
10560 Main Street, Suite 214, Fairfax, VA 22030
Registered with this firm since 6/8/2016
Previous Registration(s)
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 11/11/2013 - 06/08/2016 HORTER INVESTMENT MANAGEMENT, LLC (CRD#:119880) FAIRFAX, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.