• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TYLER NICHOLAS BROEK
CRD#: 6269078
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 4400 Biscayne Blvd
14th Floor
Miami, FL 33137
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
8/9/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 6/14/2024

B
Minnesota 6/14/2024

IA
Arizona 6/14/2024

B
Missouri 6/14/2024

B
Arkansas 6/14/2024

B
Nevada 6/14/2024

B
California 6/14/2024

B
New Hampshire 6/14/2024

B
Colorado 6/14/2024

B
New Jersey 6/14/2024

B
Connecticut 6/14/2024

B
New York 6/14/2024

B
Florida 6/14/2024

B
North Carolina 6/14/2024

IA
Florida 6/14/2024

IA
North Carolina 9/30/2024

B
Georgia 6/14/2024

B
North Dakota 6/14/2024

B
Idaho 6/14/2024

B
Ohio 6/14/2024

B
Illinois 6/14/2024

B
Oklahoma 6/14/2024

B
Indiana 6/14/2024

B
Oregon 6/14/2024

B
Louisiana 6/14/2024

B
Pennsylvania 6/14/2024

IA
Louisiana 6/14/2024

B
South Carolina 6/14/2024

B
Maine 6/14/2024

B
Texas 6/14/2024

B
Maryland 6/14/2024

IA
Texas 6/14/2024

B
Massachusetts 6/14/2024

B
Virginia 6/14/2024

IA
Massachusetts 6/14/2024

B
Washington 6/14/2024

B
Michigan 6/14/2024

B
Wyoming 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
4400 Biscayne Blvd 14th Floor, Miami, FL 33137
SOUTH BOSTON, MA
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
4400 Biscayne Blvd 14th Floor, Miami, FL 33137
SOUTH BOSTON, MA
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/17/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MIAMI, FL
B
07/17/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Miami, FL
IA
01/10/2017 - 07/17/2020 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) Miami, FL
B
01/03/2017 - 07/17/2020 INVESTACORP, INC. (CRD#:7684) Miami, FL
IA
03/10/2014 - 01/03/2017 LADENBURG THALMANN ASSET MANAGEMENT INC (CRD#:108604) MIAMI, FL
B
01/07/2014 - 01/03/2017 LADENBURG THALMANN & CO. INC. (CRD#:505) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.