Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DALLIS KHANE GOODSON
DALLIS GOODSON
CRD#: 6268045
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 ONE CITIZENS WAY
MS: RI322
JOHNSTON, RI 02919
Registration History
2014201520162017201820192020202120222023202420252026IACITIZENS SECURITIES, INC. (CRD# 39550)2022 - Present (3 years)IACLARFELD (CRD# 106743)2020 - Present (4 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2021 - Present (3 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2014 - 2020 (6 years)IACITIZENS INVESTMENT SERVICES (CRD# 39550)2021 - 2021 (<1 year)IACITIZENS INVESTMENT SERVICES (CRD# 39550)2015 - 2020 (5 years)
License(s)

State Registrations

B
California 7/11/2023
IA
New Jersey 3/14/2023
IA
California 7/11/2023
B
New York 9/22/2022
B
Connecticut 9/22/2022
IA
New York 9/22/2022
IA
Connecticut 9/22/2022
B
Ohio 4/17/2024
B
Florida 9/22/2022
IA
Ohio 4/17/2024
IA
Florida 9/23/2022
IA
Rhode Island 8/4/2020
B
Massachusetts 9/22/2022
B
Rhode Island 8/26/2021
B
New Jersey 3/13/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
ONE CITIZENS WAY MS: RI322, JOHNSTON, RI 02919
Registered with this firm since 3/2/2022
IA
CLARFELD (CRD#:106743)
1 CITIZENS BANK WAY, Johnston, RI 02919
Registered with this firm since 8/4/2020
B
CITIZENS SECURITIES, INC. (CRD#:39550)
ONE CITIZENS WAY MS: RI322, JOHNSTON, RI 02919
Registered with this firm since 8/26/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/26/2021 - 11/30/2021 CITIZENS INVESTMENT SERVICES (CRD#:39550) JOHNSTON, RI
IA
 05/01/2015 - 07/23/2020 CITIZENS INVESTMENT SERVICES (CRD#:39550) SMITHFIELD, RI
B
 06/09/2014 - 07/23/2020 CITIZENS SECURITIES, INC. (CRD#:39550) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.