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Bradley Steffen
BRAD ROSS STEFFEN, BRADLEY ROSS STEFFEN
CRD#: 6267263
IA
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EMPOWER ADVISORY GROUP, LLCCRD#: 112058 8515 EAST ORCHARD RD 4T2
GREENWOOD VILLAGE, CO 80111
GREENWOOD VILLAGE, CO 80111
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 8515 E ORCHARD ROAD
GREENWOOD VILLAGE, CO 80111
GREENWOOD VILLAGE, CO 80111
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Disclosures
11
Years of Experience
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State Registrations
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Alabama 10/14/2021
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Montana 10/14/2021
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Alaska 10/14/2021
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Nebraska 10/14/2021
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Arizona 10/14/2021
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Nevada 10/14/2021
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Arkansas 10/14/2021
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New Hampshire 10/14/2021
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California 10/14/2021
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New Jersey 10/14/2021
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Colorado 10/14/2021
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New Mexico 10/14/2021
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Colorado 11/2/2021
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New York 10/14/2021
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Connecticut 10/14/2021
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North Carolina 10/14/2021
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Delaware 10/14/2021
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North Dakota 10/14/2021
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District of Columbia 10/14/2021
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Ohio 10/14/2021
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Florida 10/14/2021
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Oklahoma 10/14/2021
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Georgia 10/14/2021
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Oregon 10/14/2021
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Hawaii 10/14/2021
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Pennsylvania 10/14/2021
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Idaho 10/14/2021
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Puerto Rico 10/14/2021
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Illinois 10/14/2021
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Rhode Island 10/14/2021
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Indiana 10/14/2021
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South Carolina 10/14/2021
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Iowa 10/14/2021
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South Dakota 10/14/2021
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Kansas 10/14/2021
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Tennessee 10/14/2021
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Kentucky 10/14/2021
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Texas 10/14/2021
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Louisiana 10/14/2021
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Utah 10/14/2021
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Maine 10/14/2021
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Vermont 10/14/2021
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Maryland 10/14/2021
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Virginia 10/14/2021
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Massachusetts 10/14/2021
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Washington 10/14/2021
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Michigan 10/14/2021
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West Virginia 10/14/2021
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Minnesota 10/14/2021
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Wisconsin 10/14/2021
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Mississippi 10/14/2021
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Wyoming 10/14/2021
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Missouri 10/14/2021
SRO Registrations
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Registered with this firm since 11/2/2021
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Registered with this firm since 10/14/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/28/2014 - 10/07/2021 | DENVER, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.