Individual Firm
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COLIN JON WATKINS
CRD#: 6266894
IA
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MERCER GLOBAL ADVISORS INC.CRD#: 147363 600 South Highway 169
Suite 1945
Minneapolis, MN 55426
Suite 1945
Minneapolis, MN 55426
0
Disclosures
10
Years of Experience
View By:
State Registrations
IA
Minnesota 11/13/2024
IA
Registered with this firm since 11/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/06/2018 - 01/08/2025 | MINNEAPOLIS, MN | |
IA | 06/13/2016 - 10/12/2018 | BLOOMINGTON, MN | |
B | 06/25/2014 - 06/06/2016 | BLOOMINGTON, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.