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TRACY LYNN BALUYOT
TRACY L WILLIAMS, TRACY LYNN WILLIAMS, TRACY WILLIAMS
CRD#: 6266819
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 NORTH VILLAGE AVE.
ROCKVILLE CENTRE, NY 11570
Registration History
20132014201520162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2016 (2 years)
License(s)

State Registrations

B
Arizona 4/18/2022

B
New York 3/25/2022

B
California 4/18/2022

IA
New York 3/25/2022

B
Connecticut 9/20/2021

B
North Carolina 4/18/2022

B
Florida 4/18/2022

B
Ohio 7/25/2024

B
Georgia 4/18/2022

B
Pennsylvania 4/18/2022

B
Illinois 4/18/2022

B
South Carolina 4/18/2022

B
Indiana 4/18/2022

B
Texas 4/18/2022

B
Kansas 4/18/2022

IA
Texas 5/6/2022

B
Massachusetts 4/18/2022

B
Vermont 7/10/2024

B
Montana 4/19/2022

B
Virginia 4/18/2022

B
New Jersey 3/25/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 NORTH VILLAGE AVE., ROCKVILLE CENTRE, NY 11570
Registered with this firm since 3/25/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 NORTH VILLAGE AVE., ROCKVILLE CENTRE, NY 11570
Registered with this firm since 9/16/2021

Previous Registration(s)
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B
11/25/2013 - 08/12/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) ROCKVILLE CENTRE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.