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Detailed Report
AMY REBECCA UNTIEDT
AMY REBECCA ETTESTAD, AMY R UNTIEDT
CRD#: 6266567
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 290 CONGRESS STREET
BOSTON, MA 02210
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 901 3rd Ave S
Minneapolis, MN 55402
Registration History
20132014201520162017201820192020202120222023202420252026IACOLUMBIA MANAGEMENT INVESTMENT... (CRD# 108257)2023 - Present (2 years)BCOLUMBIA MANAGEMENT INVESTMENT... (CRD# 840)2022 - Present (2 years)BAMERICAN ENTERPRISE INVESTMENT... (CRD# 26506)2017 - 2022 (5 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2013 - 2017 (3 years)
License(s)

State Registrations

B
Massachusetts 1/11/2023
B
Minnesota 1/11/2023
IA
Massachusetts 7/18/2023
IA
Minnesota 1/11/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
290 CONGRESS STREET, BOSTON, MA 02210
Registered with this firm since 1/11/2023
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
901 3rd Ave S, Minneapolis, MN 55402
Independence, MN
Registered with this firm since 7/7/2022
Previous Registration(s)
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B
 01/03/2017 - 07/07/2022 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (CRD#:26506) Minneapolis, MN
B
 12/19/2013 - 01/18/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.