• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Erica Serrano
Erica M Saldana, Erica Saldana
CRD#: 6266276
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17802 W INTERSTATE 10
SAN ANTONIO, TX 78257
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - 2019 (2 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2014 - 2016 (2 years)
License(s)

State Registrations

B
Texas 8/7/2019

IA
Texas 8/23/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
San Antonio, TX
Registered with this firm since 8/23/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
San Antonio, TX
Registered with this firm since 8/7/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/09/2016 - 04/29/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) El Paso, TX
B
01/15/2014 - 07/07/2016 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.